National Nuclear Regulator Act, 1999
R 385
Securities Services Act, 2004 (Act No. 36 of 2004)Chapter III : ExchangesGeneral provisions in relation to exchange21. Reporting of transactions in listed securities |
| (1) | A financial institution, whether it carries on the business of buying or selling listed securities or not, must report to the registrar any transaction in listed securities resulting in a change of beneficial ownership of those securities and concluded by it outside of an exchange. |
| (2) | The registrar may, in respect of a report referred to in subsection (1), prescribe— |
| (a) | the information required in respect of any transaction; and |
| (b) | the manner in and time within which reports are to be rendered. |
| (3) | The registrar must disclose information about a transaction reported in terms of subsection (1) to— |
| (a) | the exchange on which the securities are listed; and |
| (b) | the public, unless the registrar is satisfied on reasonable grounds that such disclosure will be contrary to the objects of this Act referred to in section 2. |
| (4) | The exchange referred to in subsection (3) may publish any information disclosed to it in terms of that subsection. |
